Identification

Title

Technical Note: Comparison of ensemble Kalman filter and variational approaches for CO₂ data assimilation

Abstract

Data assimilation (DA) approaches, including variational and the ensemble Kalman filter methods, provide a computationally efficient framework for solving the CO₂ source-sink estimation problem. Unlike DA applications for weather prediction and constituent assimilation, however, the advantages and disadvantages of DA approaches for CO₂ flux estimation have not been extensively explored. In this study, we compare and assess estimates from two advanced DA approaches (an ensemble square root filter and a variational technique) using a batch inverse modeling setup as a benchmark, within the context of a simple one-dimensional advection-diffusion prototypical inverse problem that has been designed to capture the nuances of a real CO₂ flux estimation problem. Experiments are designed to identify the impact of the observational density, heterogeneity, and uncertainty, as well as operational constraints (i.e., ensemble size, number of descent iterations) on the DA estimates relative to the estimates from a batch inverse modeling scheme. No dynamical model is explicitly specified for the DA approaches to keep the problem setup analogous to a typical real CO₂ flux estimation problem. Results demonstrate that the performance of the DA approaches depends on a complex interplay between the measurement network and the operational constraints. Overall, the variational approach (contingent on the availability of an adjoint transport model) more reliably captures the large-scale source-sink patterns. Conversely, the ensemble square root filter provides more realistic uncertainty estimates. Selection of one approach over the other must therefore be guided by the carbon science questions being asked and the operational constraints under which the approaches are being applied.

Resource type

document

Resource locator

Unique resource identifier

code

https://n2t.org/ark:/85065/d7xg9s25

codeSpace

Dataset language

eng

Spatial reference system

code identifying the spatial reference system

Classification of spatial data and services

Topic category

geoscientificInformation

Keywords

Keyword set

keyword value

Text

originating controlled vocabulary

title

Resource Type

reference date

date type

publication

effective date

2016-01-01T00:00:00Z

Geographic location

West bounding longitude

East bounding longitude

North bounding latitude

South bounding latitude

Temporal reference

Temporal extent

Begin position

End position

Dataset reference date

date type

publication

effective date

2013-12-03T00:00:00Z

Frequency of update

Quality and validity

Lineage

Conformity

Data format

name of format

version of format

Constraints related to access and use

Constraint set

Use constraints

Copyright Author(s) 2013. This work is distributed under the Creative Commons Attribution 3.0 License.

Limitations on public access

None

Responsible organisations

Responsible party

contact position

OpenSky Support

organisation name

UCAR/NCAR - Library

full postal address

PO Box 3000

Boulder

80307-3000

email address

opensky@ucar.edu

web address

http://opensky.ucar.edu/

name: homepage

responsible party role

pointOfContact

Metadata on metadata

Metadata point of contact

contact position

OpenSky Support

organisation name

UCAR/NCAR - Library

full postal address

PO Box 3000

Boulder

80307-3000

email address

opensky@ucar.edu

web address

http://opensky.ucar.edu/

name: homepage

responsible party role

pointOfContact

Metadata date

2025-07-12T01:14:09.784460

Metadata language

eng; USA